Disclosures

Customer Identification Disclaimer
To help the government fight the funding of terrorism and money-laundering activities, federal law requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account... more

Order Routing Practices Disclosure
When an order is placed at the current market price to either purchase or sell, the order may then be shown to a “third market” provider. If the provider can execute the order at the current market price or better, the order will flow to that provider... more

Pershing Disclosure of Order Routing Practices

SSN Privacy Policy
Securities Service Network, Inc. (hereinafter referred to as SSN), is required to communicate its policies related to the privacy of customer information. We are proud of our privacy practices and procedures and we want you to know how we work with your representative to protect your information and use your information to service your account... more

SSN Business Continuity Plan
SSN has developed a Business Continuity Plan. If, after reading the following, I have questions about SSN’s Business Continuity Plan, I can contact SSN at (800) 264-5499... more

SSN Strategic Conference Program
In an effort to provide our clients with full disclosure, we ask that you review the attached BROCHURE describing our Securities Service Network, Inc. Strategic Conference Program. Through this program Securities Service Network receives revenue sharing payments from certain product providers. Such payments may create a conflict of interest... more